Berliner McDonald P.C.

Denver Securities and Business Attorneys

Practice Areas

The Firm’s practice areas and expertise are found in securities, corporate and business transactions, securities litigation and commercial litigation. Our experience in these areas provides the foundation for vast majority of our client services, which encompass:

Securities and Business Transactions

Financing is a significant element in any organization’s ongoing success. Our long-standing relationships with a wide range of investment bankers and other capital sources have resulted in successful financings for many of our clients. We also represent a wide range of new and existing businesses in fund raising and other transactions. We have extensive experience in the following areas:

  • Representation of Issuers, Broker-Dealers, Investment Bankers and Investment Advisers
  • Public Company SEC Reporting and Related Compliance Issues
  • Public and Private Offerings
  • Mergers and Acquisitions
  • General Business Formation, Choice of Entity, Transactions and Contracts
  • Listing applications and disputes with the NASDAQ Stock Market, Inc. and various stock exchanges

Securities Litigation and Compliance Matters

Evaluation of problems or potential problems by experienced practitioners and early intervention on behalf of our clients is a valuable component of our securities compliance and litigation services.

  • Government Reporting and Compliance Issues, including Compliance with Sarbanes-Oxley, Dodd-Frank and JOBS Act
  • Representation of Broker-Dealers, Investment Advisers, Investment Companies and Transfer Agents in Civil and Administrative Proceedings, and in Other Compliance Matters and Examinations
  • Broker-Dealer Customer and Industry Disputes and Arbitration
  • Defense of Securities Class Actions and Derivative Actions
  • Defense of SEC, FINRA and State Securities Investigations and Enforcement Actions

Commercial and Technology Representation and Litigation

We also have unique skills and expertise in diverse areas of litigation and dispute resolution such as:

  • General Commercial Litigation
  • Technology, Software and Trade Secret Advice and Dispute Resolution

Please contact us if we can be of assistance to you.